Santander Bank, NA Advisor, Compliance in Boston, Massachusetts
Advisor, Compliance - 1805020
Summary of Responsibilities
Support the Director of Compliance in ensuring that effective compliance management and corporate governance practices are established and maintained. Specifically the candidate will be responsiblefor ensuring the implementation and oversight of a compliance management program that addresses consumer protection laws and regulations applicable, but not limited to, Marketing Product and Online, Retail Network, Call center.
Supports the strategic plans of the business; this position is responsible for the Consumer Compliance function encompassing Regulatory Risk Management and Compliance Oversight to ensure that policies and processes are appropriate, competitive and consistent with Management’s risk appetite.
Responsible for reviewing, maintaining and leading the continued development and initiatives for a robust, cohesive regulatory compliance program (policies and procedures), risk assessment, reviews (aligned with corporate standards) and documentation of controls.
Identify and assess multiple compliance risk primarily through partnering with business management in the development of new products, services, or processes.
Monitoring business activities to identify compliance risks to which the organization is exposed and work with the business and other support functions to implement measures to prevent, eliminate, or mitigate those risks.
Regularly provides reports to Compliance Director on monitoring and oversight of the applicable lines of business.
Participating in projects designed to address regulatory compliance requirements.
Provides leadership and specialist knowledge to business teams on Compliance matters to ensure a culture of compliance and partnership.
Assist in the preparation and facilitation of examinations conducted by various regulatory agencies.
Assimilates complex regulatory matters, and provide timely advice that leads to pragmatic and viable solutions.
Assists in drafting of new and/or revised policies and procedures
Ensures that all tasks are carried out with a high degree of professionalism.
Other duties as assigned to support the consumer compliance program
BA/BS/JD Degree or equivalent combination of education and experience required.
Minimum of eight (8) to ten (10) years’ experience working in compliance, audit or other governance functions within a large commercial or in a regulatory agency, with working knowledge of consumer banking. Prior experience in corporate environment dealing with regulators, auditors and legal counsel is required.
Strong foundation and business experience of regulations including Reg DD, Reg. B, Reg E, Reg CC as well as other consumer protection laws and State and Federal regulations.
Understanding of risk assessment protocols to develop appropriate risk assessment models to quantify various compliance risks across the organization
Ability to interact with all levels of management up to and including executive levels
Ability to multitask in a fast-paced environment
Excellent analytical, technical and problem solving skills, with strong attention to detail.
Superior leadership and organizational skills.
High ethical standards; ability to maintain confidentiality.
Exceptional verbal and written communication, collaboration, and time management skills.
Strong Microsoft Office product (Word, Excel, Access, PowerPoint) skills required
Extended working hours may be required as dictated by management and business needs.
May be required to lift, push, or pull materials weighing up to twenty (20) pounds.
May be required to sit and review information on a computer screen for long periods of time
May require repetitive motions of the hands and wrist related to writing and typing at an electronic keyboard
Corporate / satellite office role
This job description does not list all the duties of the job. You may be asked by your supervisors or managers to perform other duties. You will be evaluated in part based upon your performance of the tasks listed in this job description.
The employer has the right to revise this job description at any time. This job description is not a contract for employment, and either you or the employer may terminate employment at any time, for any reason.
Job : Compliance
Primary Location : Massachusetts-Boston
Organization : CRO (8855)
Schedule : Full-time
Job Posting : Jul 27, 2018, 4:00:00 AM
AN EQUAL OPPORTUNITY EMPLOYER M/F/Vet/Disabled/SO